The Department of the Treasury’s Financial Crimes Enforcement Network (FinCEN) assessed a $37,000,000 civil money penalty against...

The FCA has secured a confiscation order of £586,711.01 against Mohammed Zina, a convicted insider dealer.  The order must be paid within...

Infinox Capital Limited (Infinox) has been fined £99,200 by the FCA for failing to submit 46,053 transaction reports which risked market...

Ordered to Pay Over $2.3M in Money Judgments A Texas woman and man were sentenced to 121 months and 135 months in prison and ordered to...

The FCA has fined Arian Financial LLP (Arian) £288,962.53 for failing to ensure it had effective systems and controls against financial...

Two laboratory marketers — Shahram Naghshbandi, of Fort Worth, Texas, and John Bello, of Chesterfield, Virginia; three physicians — Dr....

ASD Specialty Healthcare LLC (ASD), doing business as Besse Medical (Besse), has agreed to pay $1.67 million to resolve allegations that...

McKinsey and Company Africa (Pty) Ltd (McKinsey Africa), which operates in South Africa as a wholly owned and controlled subsidiary of...

The FCA has fined Metro Bank PLC (Metro) £16,675,200.  

Telefónica Venezolana entered into a deferred prosecution agreement (DPA) in connection with a criminal information

The FCA has fined Starling Bank Limited £28,959,426 for financial crime failings related to its financial sanctions screening. It also...

Cyber-hackers were able to access the personal data of approximately 13.8 million UK consumers.