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Our latest thinking on financial crime compliance, regulatory change, technology, and the forces reshaping global risk management.
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Israeli Freight Forwarder Sentenced to Two Years in Prison for Violating Export Restrictions Imposed on Russia
Gal Haimovich, 49, of Israel, was sentenced today to 24 months in prison and three years of supervised release for conspiracy to...
US Department of Justice
Feb 22, 20252 min read
Health Net Federal Services, LLC and Centene Corporation Agree to Pay Over $11 Million to Resolve False Claims Act Liability for Cybersecurity Violations
Note : View the settlement agreement here . Health Net Federal Services Inc. (HNFS) of Rancho Cordova, California and its corporate...
US Department of Justice
Feb 18, 20253 min read
FCA fines Mako for failings relating to cum-ex trading
The FCA has fined Mako Financial Markets Partnership LLP (Mako) £1,662,700 for failing to ensure it had effective systems and controls to...
Financial Conduct Authority
Feb 18, 20254 min read
FinCEN Announces $37,000,000 Civil Money Penalty Against Brink’s Global Services USA, Inc. for Violations of the Bank Secrecy Act
The Department of the Treasury’s Financial Crimes Enforcement Network (FinCEN) assessed a $37,000,000 civil money penalty against...
US FinCEN
Feb 6, 20252 min read
FCA confiscates over £500,000 from convicted insider dealer
The FCA has secured a confiscation order of £586,711.01 against Mohammed Zina, a convicted insider dealer. The order must be paid within...
Financial Conduct Authority
Feb 3, 20252 min read
FCA issues first fine for transaction reporting failures under MiFIR
Infinox Capital Limited (Infinox) has been fined £99,200 by the FCA for failing to submit 46,053 transaction reports which risked market...
Financial Conduct Authority
Jan 29, 20252 min read
Lead Defendants of Prolific Human Smuggling and Money Laundering Network Sentenced in Joint Task Force Alpha Investigation
Ordered to Pay Over $2.3M in Money Judgments A Texas woman and man were sentenced to 121 months and 135 months in prison and ordered to...
US Department of Justice
Jan 17, 20256 min read
FCA fines Arian Financial LLP £288,962.53 for failings relating to cum-ex trading
The FCA has fined Arian Financial LLP (Arian) £288,962.53 for failing to ensure it had effective systems and controls against financial...
Financial Conduct Authority
Jan 10, 20253 min read
Marketers and Healthcare Providers in Texas, Virginia and South Carolina Agree to Pay Over $1.1M to Settle Laboratory Kickback Allegations
Two laboratory marketers — Shahram Naghshbandi, of Fort Worth, Texas, and John Bello, of Chesterfield, Virginia; three physicians — Dr....
US Department of Justice
Jan 7, 20255 min read
United States Settles False Claims Act Allegations Against Pharmaceutical Distributor for Paying Kickbacks Through Inventory Management Systems
ASD Specialty Healthcare LLC (ASD), doing business as Besse Medical (Besse), has agreed to pay $1.67 million to resolve allegations that...
US Department of Justice
Dec 13, 20243 min read
McKinsey & Company Africa to Pay Over $122M in Connection with Bribery of South African Government Officials
McKinsey and Company Africa (Pty) Ltd (McKinsey Africa), which operates in South Africa as a wholly owned and controlled subsidiary of...
US Department of Justice
Dec 5, 20246 min read
FCA fines Metro Bank £16m for financial crime failings
The FCA has fined Metro Bank PLC (Metro) £16,675,200.
Financial Conduct Authority
Nov 13, 20242 min read
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