On 11 April 2025, the UK’s Office of Financial Sanctions Implementation (OFSI) imposed a £5,000 monetary penalty on Svarog Shipping &...

The Financial Conduct Authority (FCA) has announced its decision to fine Crispin Odey, founder of Odey Asset Management LLP (OAM), £1.8...

A group of medical providers and marketing entities have agreed to pay a combined total of $1,913,808 to settle allegations of False...

Gal Haimovich, 49, of Israel, was sentenced today to 24 months in prison and three years of supervised release for conspiracy to...

Note : View the settlement agreement here .  Health Net Federal Services Inc. (HNFS) of Rancho Cordova, California and its corporate...

The FCA has fined Mako Financial Markets Partnership LLP (Mako) £1,662,700 for failing to ensure it had effective systems and controls to...

The Department of the Treasury’s Financial Crimes Enforcement Network (FinCEN) assessed a $37,000,000 civil money penalty against...

The FCA has secured a confiscation order of £586,711.01 against Mohammed Zina, a convicted insider dealer.  The order must be paid within...

Infinox Capital Limited (Infinox) has been fined £99,200 by the FCA for failing to submit 46,053 transaction reports which risked market...

Ordered to Pay Over $2.3M in Money Judgments A Texas woman and man were sentenced to 121 months and 135 months in prison and ordered to...

The FCA has fined Arian Financial LLP (Arian) £288,962.53 for failing to ensure it had effective systems and controls against financial...

Two laboratory marketers — Shahram Naghshbandi, of Fort Worth, Texas, and John Bello, of Chesterfield, Virginia; three physicians — Dr....