The FCA has secured a confiscation order of £586,711.01 against Mohammed Zina, a convicted insider dealer.  The order must be paid within...

Infinox Capital Limited (Infinox) has been fined £99,200 by the FCA for failing to submit 46,053 transaction reports which risked market...

The FCA has found wholesale brokers need to enhance their systems, controls, risk awareness and training to guard against money...

The FCA has fined Arian Financial LLP (Arian) £288,962.53 for failing to ensure it had effective systems and controls against financial...

The FCA has fined Metro Bank PLC (Metro) £16,675,200.  

The FCA has fined Starling Bank Limited £28,959,426 for financial crime failings related to its financial sanctions screening. It also...

Cyber-hackers were able to access the personal data of approximately 13.8 million UK consumers.

The FCA has decided to fine former CEO of Barclays, James Staley, £1.8 million.

The FCA raised concerns with ADMISI in 2014 about its AML systems, including the absence of a formal process to classify customers by risk.

Santander had ineffective systems to adequately verify the information provided by customers about the business they would be doing.

Key parts of HSBC’s transaction monitoring systems showed serious weaknesses over a period of eight years until March 2018.

National Westminster Bank Plc (NatWest) was today fined £264,772,619.95 following convictions for three offences of failing to comply...