COMPLIANCE REVIEWS

We provide independent challenge to control framework design and assurance-based oversight arrangements, assisting clients to assess financial crime controls and the adequacy of management information reporting arrangements, used to inform executive understanding of a firm's compliance with regulatory requirements for financial crime.

 

We also undertake specialist reviews, for example:

  • Identifying your US customers living outside the US by analysing vast amounts of payment traffic and customer information, use established processes to monitor the transactions of your US customers and provide an end-to-end solution to ensure FATCA compliance.

  • Utilising and implementing defined processes to monitor payments for FATF compliance by testing whether the information is complete and assess what is missing, and providing detailed information on exceptions for follow-up by the business.